Regulation

New Survey: 85% Of Asset Managers Expect MiFID II Compliance in Q4/17

Jun 23 2017 | 4:41pm ET

AIMA MiFID Survey: Uncertainty Abounds

Jun 21 2017 | 6:46pm ET

AIMA: How The U.K.'s SMCR Will Affect U.S. Firms

Jun 20 2017 | 6:29pm ET

U .S. House Of Representatives Votes To Defang Dodd-Frank

Jun 8 2017 | 11:19pm ET

Reuters: SEC To Hire Dalia Blass To Lead Investment Management Division

Jun 7 2017 | 11:38pm ET

Instinet Debuts MiFID II-Compliant Research Hub For Plazma Platform

May 26 2017 | 7:47pm ET

Reuters: China Exploring Resumption Of QDLP Program

May 19 2017 | 7:05pm ET

KOGER Enhances KURE Risk Compliance Module

May 1 2017 | 9:31pm ET

Senior Aide To Senator Warren Rumored For SEC Commissioner Post

Apr 12 2017 | 9:28pm ET

Citadel Securities Hires Ex-SEC Trading And Markets Director Luparello as GC

Apr 4 2017 | 7:55pm ET

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