Regulation

Senior Aide To Senator Warren Rumored For SEC Commissioner Post

Apr 12 2017 | 9:28pm ET

Citadel Securities Hires Ex-SEC Trading And Markets Director Luparello as GC

Apr 4 2017 | 7:55pm ET

SEC Nominee Clayton Defends Wall Street Ties

Mar 23 2017 | 7:56pm ET

SEC Shortens Settlement, Votes To Finally Ditch T+3

Mar 22 2017 | 9:04pm ET

Convergex’s Westminster Research Associates Teams With Commcise For MiFID II Research Solution

Mar 15 2017 | 10:04pm ET

Jersey Unveils Streamlined Private Funds Framework

Mar 15 2017 | 9:50pm ET

Blackstone Chooses Luxembourg For Post-Brexit EU Hub

Mar 14 2017 | 12:07am ET

SEC Denies Winklevoss Bitcoin ETF Application

Mar 10 2017 | 7:32pm ET

Acting SEC Chair Piwowar Begins Scaling Back Enforcement Division's Subpoena Powers

Feb 17 2017 | 6:43pm ET

Sidley Austin Taps SEC's Cohen For Securities Practice

Feb 13 2017 | 5:03pm ET